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SEBI (Settlement Of Administrative & Civil Proceedings) (2nd Amendment) Regulations, 2017 – Notified

SEBI, vide Notification No. SEBI/LAD-NRO/GN/2017-18/025 dated 27th December, 2017, in exercise of the powers conferred under section 15JB of the Securities and Exchange Board of India Act, 1992, section 23JA of the Securities Contracts (Regulation) Act, 1956 and section 19-IA of the Depositories Act, 1996 read with section 30 of the Securities and Exchange Board of India Act, 1992, section 31 of the Securities Contracts (Regulation) Act, 1956 and section 25 of the Depositories Act, 1996, has made and notified the Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) (Second Amendment) Regulations, 2017, to further amend the Securities and Exchange Board of India (Settlement of Administrative and Civil Proceedings) Regulations, 2014. They shall come into force on the date of their publication in the Official Gazette.

Full copy of the SEBI (Settlement of Administrative and Civil Proceedings) (Second Amendment) Regulations, 2017 – available here

Updated copy of the SEBI (Settlement of Administrative and Civil Proceedings) Regulations, 2014 – available here

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